| Tittel: | Koncernstyring i banker: Plads til forbedring? |
| Ansvar: | Rasmus Sørensen og Mikkel Vindfeldt |
| Forfatter: | Sørensen, Rasmus  / Vindfeldt, Mikkel |
| Materialtype: | Artikkel - elektronisk |
| Signatur: | Nordisk tidsskrift for Selskabsret |
| Utgitt: | København : DJØF Forlag, 2019 |
| Omfang: | S. 33-46 |
| Serie: | Nordisk tidsskrift for Selskabsret ; 3/2019 |
| Emneord: | Bankvirksomhet / Konsern |
| Stikkord: | Hvidvaskloven (Danmark) |
| Geografiske emneord: | Danmark |
| Innhold: | This article examines various provisions in Lov om finansiel virksomhed and Hvidvaskloven in cases where the parent company is obligated to develop certain policies that must be implemented by the subsidiary. The article explains that enforcement of such policies requires an explicit legal basis if the country where the subsidiary is located operates with a system that acknowledges the principle of autonomous companies. The article therefore examines how the various provisions has established such a proper legal basis and whether this has been done in a consistent way across the provisions. The article concludes that the provisions in Lov om finansiel virksomhed and Hvidvaskloven have different ways of enforcing the obligations. This leads to an overall inconsistent regulation across the provisions. Hvidvaskloven operates with a system where the subsidiary is obligated to follow the policies developed by the parent company. The article advices that this legal model is implemented across all provisions that regulates cases where the parent company is obligated to develop certain policies that must be implemented by the subsidiary. By doing that, the provisions would be better off fulfilling the objective behind the provisions and also enable a consistent and sufficient regulation.
I artiklen analyseres forholdet mellem moder og datterselskab i bankkoncerner i de tilfælde, hvor lovgivningen pålægger moderselskabet en pligt til at foretage en regulering af koncernen som helhed. Artiklen påviser, at der i mangel af klare selskabsretlige regler om koncernregulering er opstået et juridisk kludetæppe af forskellige ordninger i forhold til, hvordan moderselskabet skal håndhæve sine forpligtelser over for sit datterselskab. For at skabe klarhed og undgå mulige konflikter anbefaler artiklen, at der gennemføres en mere ensartet regulering på tværs af de forskellige bestemmelser med udgangspunkt i den ordning, som opstilles i hvidvaskloven. |
| Del av verk: | Nordisk tidsskrift for Selskabsret 3/2019 |